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New York Institute of Finance

Brokerage Operations Professional Certificate Examination

New York Institute of Finance via edX Professional Education

Overview

Ready to earn a professional certificate and stand out in your field? If you’ve gained a clear, comprehensive understanding of brokerage operations, your next step is to complete the Brokerage Operations Professional Certificate Examination from the New York Institute of Finance. The exam comprises 65 questions, timed at two hour. To qualify for the certificate, learners must receive a grade of at least 70% or better. Prerequisite for this exam is to earn a Verified Certificate in all parts of the Brokerage Operations program from NYIF:

  • Introduction to Brokerage Operations
  • The Marketplace, Trade Process, Clearing Corporations and Settlement
  • Introduction to Custody Servicing, Margins, and Accounting Records

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