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The Hong Kong University of Science and Technology

FinTech Security and Regulation (RegTech)

The Hong Kong University of Science and Technology via Coursera

Overview

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This course "FinTech Security and Regulation (RegTech)" help you to understand RegTech and to become more confident and persuasive in your ability to analyze and make recommendations to executives within the finance industry regarding how to react to these changes, e.g. Regulations to cryptocurrencies like BitCoin & Initial Coin Offering (ICO). It presents the views of several professors from the top business school in Asia as well as perspectives from industry professionals. You will learn about how FinTech and RegTech disrupt and transform finance industry, such as challenges in protecting data and security with digital forensics, risk management and corporate governance in banking industry in terms of Know Your Customer (KYC) and Anti Money Laundering (AML), and how governments in different countries take initiatives in FinTech and RegTech.

Syllabus

  • Introduction to FinTech Security & Regulation
    • In this module, learners will examine the relationship between security and regulation as twin methodologies for managing and reducing risk in financial services. Issues explored will include "What is RegTech?", "What is InsurTech?", and how can we determine when regulation and security are enough or too much to achieve important social & business objectives.
  • Risk Management & Government Control
    • In this module, we explore some of the tools government use to regulate financial markets and discuss potential challenges for FinTech innovators in complying with these regulations. Some basic terms commonly used in finance such as AML & KYC are defined and described. We examine the role of different government agencies as well as alternative social objectives that influence the development of regulations over time.
  • Fraud, Crimes, & Security
    • In this module, we discuss the issues and challenges of preventing and detecting fraud and crime in financial markets. Topic discuss will include data theft and related security technologies, human challenges in implementing effective security, and electronic evidence & digital forensics issues. Recommendations for FinTech firms are provided to reduce risk of fraud and crime.
  • Global Trends and Government Initiatives in RegTech
    • In this module, learners will explore a variety of government initiatives related to FinTech & RegTech. Topics included open banking APIs in Europe, crypto-currency & ICO regulations, evolution of FinTech regulations in US & Europe, China regulations on FinTech, and regulatory issues in HK, Singapore & other jurisdictions.
  • Peer-graded Final Project
    • In this module, learners will complete a final project for the course involving research on regulatory decisions in multiple countries regarding a specific area of FinTech. Building on what they have discovered, learners will prepare a short video/written pitch recommending FinTech policies to a regulator in a smaller jurisdiction dealing with FinTech challenges and opportunities.

Taught by

Theodore Henry King CLARK

Reviews

4.7 rating, based on 141 Class Central reviews

4.7 rating at Coursera based on 301 ratings

Start your review of FinTech Security and Regulation (RegTech)

  • Anonymous
    This course exceeded my expectations in every way. The content was clear, relevant, and extremely well-organized, covering both the fundamentals and advanced aspects of FinTech security and regulation. I especially appreciated the balanced focus on…
  • Anonymous
    This course provides a comprehensive and up-to-date understanding of the rapidly evolving FinTech landscape, with a strong focus on security, regulation, and real-world applications like cryptocurrencies, ICOs, virtual banking, and payment systems.…
  • Anonymous
    I recently completed FinTech Security and Regulation (RegTech), and I can confidently say it exceeded my expectations. The course was well-structured, with clear objectives and a logical progression of topics. The instructor demonstrated deep expert…
  • Anonymous
    hi
    thanks for the opportunity to rate this course. honestly speaking i enjoyed the course with professor Clark. it was very informative and helpful in updating my knowledge base.

    regards
    Prikshit Pal Singh
  • Anonymous
    The course provides clear and comprehensive insights about FinTech, with particular emphasis on RegTech. The information is easily understandable due to the use of several practical examples by the tutors.
  • Anonymous
    The FinTech Security and Regulation course provides critical insights into the evolving landscape of financial technology, highlighting the security challenges and regulatory frameworks that govern the industry. As FinTech disrupts traditional finan…
  • Anonymous
    The course gave me a good overview of the global finance markets and the various fintech products. The lectures were not lengthy and were very comprehensive. I would love to delve deeper in this topic as the coach made the topic very interesting.
  • Anonymous
    Timely and Relevant Content
    Topics such as digital identity, AI in compliance, and cross-border regulatory challenges are very current and globally relevant—especially for professionals or students navigating the evolving FinTech landscape.
  • Anonymous
    This course "FinTech Security and Regulation (RegTech)" help you to understand RegTech and to become more confident and persuasive in your ability to analyze and make recommendations to executives within the finance industry regarding how to react t…
  • Anonymous
    The course was informative for someone who is completely new to the security and regulations of FinTechs. There was good knowledge in the course. if i have to make a suggestion it would be to maybe update the information since it has been quite some times since the records. i believe the latest date in any of the slides or data points was 2018.
  • Anonymous
    Very insightful course - gives overview and encourage to explore more in Fintech regulations!
    Overall course is good for begins in crypto regulations and building basis of know-how in this area of expertise.
  • Anonymous
    The FinTech Security & Regulation course is an outstanding program that provides rich content covering security and regulatory aspects of financial technology. The instructors are highly experienced, making complex concepts easy to understand. The balance between theoretical and practical aspects makes it beneficial for both beginners and professionals. If you are interested in FinTech security and compliance technologies, this course is an excellent choice.

  • Anonymous
    the course is an essential learning experience for professionals navigating the intersection of finance, technology, and compliance. It provides a comprehensive overview of cybersecurity risks, regulatory frameworks, and data protection standards that govern the fintech industry. The content is practical and up-to-date, covering key topics like AML, KYC, PSD2, and blockchain security. The instructors effectively combine theory with real-world case studies, enabling participants to understand and mitigate financial risks. By the end, learners gain valuable insights to enhance fintech operations while ensuring regulatory compliance. Highly recommended for anyone in fintech or financial security roles.
  • Anonymous
    I would highly recommend this course to my colleagues and friends. It was incredibly insightful, providing a wealth of valuable knowledge and practical examples that are directly applicable to our professional and personal lives. The course featured engaging discussions, which allowed participants to share diverse perspectives and learn from one another. The interactive format kept me actively involved throughout, making the learning process both enjoyable and effective. Overall, it was a well-structured and enriching experience that I believe would benefit anyone looking to deepen their understanding of the subject matter.
  • Anonymous
    It was a useful course that I really enjoyed. I learned a lot about fintech and RegTech .
    Thanks, Coursera for this course .
  • Anonymous
    Very descriptive and comprehensive knowledge of Fintech and regulation. I gain valuable insight of RegTech and cybersecurity, which is critical in Fintech startup.
  • Anonymous
    دورة RegTech تقدم فهماً عميقاً لكيفية استخدام التكنولوجيا في الامتثال التنظيمي، خاصة في القطاع المالي. تغطي الموضوعات الأساسية مثل الأتمتة، الذكاء الاصطناعي، وتحليل البيانات لضمان الامتثال الفعّال. تتميز بمحتوى حديث وأمثلة عملية، لكنها قد تتطلب معرفة مسبقة بالتشريعات المالية والتقنية. مناسبة للمختصين في الامتثال، القانون، والتكنولوجيا المالية.
  • Anonymous
    This is one of the best courses I have taken on the regulatory environment around the world regarding financial technology and the innovations that are being developed since the technology mix revealed to the world by the pseudonymous Satoshi Nakamo…
  • Anonymous
    It was a very helpful course, it helped me acquired new skills that has made me more marketable. I encourage everyone to pick up this course and you will thank me later.

  • Anonymous
    من افضل الدورات التي شاركت بها هذا الدورة
    كانت مفيدة
    إثراء المعلومات والتطور في مجال المعرفة
    كنت محظوظ وسعيد جدا في معرفة هذه المعلومات التي استفدتها من الدورة التدريبية
    كان الشرح مبسط وجميل والمعلومة واضحة
    كما ان في هذه الدورة تدريب ممتع وسهل بعد ان تشاهد المحاضرات
    استمتعت جدا في هذا الدورة

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