Financial Regulations Courses and Certifications

Financial Regulation and the CFTC - Gary Gensler's Public Address

Insights on financial regulation from CFTC Chairman Gary Gensler, covering market transparency, clearing, international coordination, and regulatory challenges in an expanding financial landscape.

• YouTube
• 1 hour 4 minutes
• On-Demand
• Free Video

Misbehavior, Crises, Regulation and Self-Regulation in Financial Markets - Lecture 12

Explore financial market regulation across five levels: firm, trade groups, regional, national, and international. Learn about regulatory bodies, historical context, and efforts to prevent market manipulation.

• YouTube
• 1 hour 16 minutes
• On-Demand
• Free Video

Human Foibles, Fraud, Manipulation, and Regulation in Financial Markets - Lecture 8

Explore psychological factors influencing financial decisions and the role of regulatory bodies in protecting investors while maintaining market trust and participation.

• YouTube
• 1 hour 12 minutes
• On-Demand
• Free Video

AnalystPrep

Investor Protection and Compliance Risks in Financial Regulation - FRM Part 2

Explore key investor protection regulations like MiFID, MiFID II, and Dodd-Frank, while examining real-world compliance violation cases and their valuable lessons for financial risk management.

• YouTube
• 21 minutes
• On-Demand
• Free Video

Regulation Innovation in Open Source Finance - Panel Discussion

Experts discuss regulation innovation in finance, exploring digital currencies, open source, and engagement models for modernizing financial systems and regulatory approaches.

• YouTube
• 30 minutes
• On-Demand
• Free Video

Regulation Innovation - Stories from the Trenches

Explore real-world experiences and insights on regulatory innovation from industry experts, discussing challenges, strategies, and future trends in financial technology.

• YouTube
• 30 minutes
• On-Demand
• Free Video

Efficient Standards: From Idea to Implementation Using Linux Foundation Collaboration

Explore efficient standards development for finance tech, from collaboration to implementation. Learn about Linux Foundation's programs for creating internationally recognized specifications and guidelines.

• YouTube
• 29 minutes
• On-Demand
• Free Video

Demonstration of FINRA's Machine-Readable Rulebook Initiative

Explore FINRA's innovative Machine-Readable Rulebook Initiative, revolutionizing regulatory compliance through advanced technology and streamlined processes.

• YouTube
• 34 minutes
• On-Demand
• Free Video

Exploring Open Regulation Technology with the LCR

Exploring open regulation technology using the LCR, demonstrating how regulations can be delivered as code and integrated with data cataloguing, lineage, and ontologies in the finance industry.

• YouTube
• 30 minutes
• On-Demand
• Free Video

Modernizing Regulatory Reporting: Preparing for T+1 Settlement

Explore the transition to T+1 settlement, its benefits, and how unified open-source platforms can streamline regulatory reporting in capital markets, enhancing efficiency and risk mitigation.

• YouTube
• 24 minutes
• On-Demand
• Free Video

Creating an Open Source Data Standard for Financial Services Regulation

Explore the creation of open-source data standards for financial regulation, discussing taxonomies, ontologies, and standardization to enhance industry-wide collaboration and efficiency.

• YouTube
• 38 minutes
• On-Demand
• Free Video

Driving Essential Change in Financial Regulation

Explore innovation in financial regulation with experts discussing challenges, cultural shifts, technology adaptation, and the role of open source in driving essential change.

• YouTube
• 29 minutes
• On-Demand
• Free Video

Global Trends in Regulation Innovation - TechSprints, Sandboxes, and More

Explore global trends in regulatory innovation, including TechSprints and sandboxes, with insights from industry experts on challenges, experiences, and future developments.

• YouTube
• 45 minutes
• On-Demand
• Free Video

财经法规与会计职业道德

Master the essential legal regulations and professional ethics required for accounting practice in China, covering payment systems, taxation, budgeting, and ethical standards for financial professionals.

• XuetangX
• On-Demand
• Free Online Course

财经法规与会计职业道德

Master the essential legal regulations and professional ethics in finance and accounting, covering payment systems, taxation, fiscal policies, and ethical standards for accounting practitioners.

• XuetangX
• On-Demand
• Free Online Course